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Insurance Authority to commence direct regulation over insurance intermediaries on 23 September 2019
... our statutory function of protecting policy holders.” In this connection, the IA has formulated two sets of rules2 which will take effect on 23 September 2019, subject to the progress of scrutiny by the Legislative Council. A suite of codes and guidelines for licensed insurance...
https://www.ia.org.hk/english/infocenter/press_releases/20190514.html -
Date: 2019-09-23
... Professional Development (CPD) training, codes of conduct, and minimum capital and net asset requirements for broker companies. The IA is also responsible for handling complaints related to the conduct of insurance intermediaries2, conducting investigation into alleged cases of non-compliance, and taking...
https://www.ia.org.hk/english/infocenter/press_releases/20190923.html -
Date: 2019-09-23
[PDF]
cir_aml_20180312_PF.PDF
... This paper updates two earlier FATF guidance papers: The Implementation of Financial Provisions of United Nations Security Council Resolutions to Counter the Proliferation of Weapons of Mass Destruction (2013) and Best Practices Paper to Recommendation 2 Information Sharing and Exchange Related to the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180312_PF.PDF -
Date: 2019-02-01
..., including the continuity of critical financial services, can be mitigated while losses are imposed on the institution’s shareholders and creditors, thereby minimising risks posed to public funds. As provided by section 2 of the Ordinance, the financial institutions falling under the scope of the Ordinance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Commencement_of_FIRO_Circular_20170728.pdf -
Date: 2018-01-12
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-01-06
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-05-31
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2020-06-24
... Long Term Business Quarterly Returns Attachment: Annex 1 - Quarterly Returns Attachment: Annex 2 - Format of Individual Insurers' Statistics 8...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2012.html -
Date: 2020-12-22
.../login.html https://iic.ia.org.hk/en/login.html https://iic.ia.org.hk/en/login.html https://iic.ia.org.hk/en/login.html https://iic.ia.org.hk/en/login.html - 2 - ii. clicking the “Search for Licensees’ CPD Requirement and Compliance Status” option from the vertical menu on the left; iii. inputting the licence...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20220531_CPD_Compliance_Reporting_for_the_Assessment_Period_2021_2022_Eng.pdf -
Date: 2022-05-31
[PDF]
GL14.pdf
... Introduction GL14 GUIDELINE ON OUTSOURCING Insurance Authority Contents Page 1. Introduction……..……………………………….……….. 1 2. Application of this Guideline…….…........….…........…… 1 3. Interpretation………………………………………..……. 2 4. Legal and Regulatory Obligations………………….……. 3 5. Essential Issues...
https://www.ia.org.hk/english/legislative_framework/files/GL14.pdf -
Date: 2020-09-24