... These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 2 2 Ongoing Monitoring 3 Customer Due Diligence Ongoing Monitoring 3 Ongoing Monitoring 4 Customer’s Identities – up-to-date and relevant Customer’s...

... These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 2 2 Ongoing Monitoring 3 Customer Due Diligence Ongoing Monitoring 3 Ongoing Monitoring 4 Customer’s Identities – up-to-date and relevant Customer’s...

... These materials may not be reproduced for or distributed to third parties, or used for commercial purposes without the OCI’s prior written consent. 2 2 Ongoing Monitoring 3 Customer Due Diligence Ongoing Monitoring 3 Ongoing Monitoring 4 Customer’s Identities – up-to-date and relevant Customer’s...

... GL8 GL8 GUIDELINE ON THE USE OF INTERNET FOR INSURANCE ACTIVITIES Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Interpretation……………………………………………… 2 3. Identity of Service Providers……………………………... 3 4. Authorization Status……………………………………… 3 5. Security…………………………………………………… 5...

... regulatory or non-regulatory duties and assignments of IA. 2. Cross Division Exposure Trainees will gain exposure to various functions through Learning & Development activities. 3. Professional Training...

... Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? ☐ Yes (If Yes, please provide your HKMA registration no.: ______________) ☐ No 4. † Have you ever been...