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⏭... (Cap. 615) (“AMLO”)1, 2. The disciplinary action follows an investigation by the IA which discovered the following failures by the Companies, during the period from January 2015 to October 2017: The Companies failed to maintain effective procedures to determine...
https://www.ia.org.hk/english/infocenter/press_releases/20220131.html -
Date: 2022-01-31
[PDF]
Circular_24022020.pdf
... Microsoft Word - CIR_20200224 re Submission of AFS (final).docx 24 February 2020 Our Ref: MC/CIR/BKR By email only To: Responsible Officers of all licensed insurance broker companies Dear Sirs, Submission of Audited Financial Statements and Auditor’s Report under Section 73(1) of the Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022020.pdf -
Date: 2020-06-15
[PDF]
Circular_24022020.pdf
... Microsoft Word - CIR_20200224 re Submission of AFS (final).docx 24 February 2020 Our Ref: MC/CIR/BKR By email only To: Responsible Officers of all licensed insurance broker companies Dear Sirs, Submission of Audited Financial Statements and Auditor’s Report under Section 73(1) of the Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022020.pdf -
Date: 2020-12-21
... the correct order, with an FNA and RPQ at the heart of the process. 3 Effective date Member Companies which sell ILAS products are required to implement the Requirements as soon as practicable and in any event no later than 1 January 2015. 4 Requirements 4.1 Proper Sales Process The intermediary must...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
[PDF]
text-ilens14.pdf
... Microsoft Word - Ilens14_E.doc 1 “I lens” – November Issue Commissioner Speaks The Closer Economic Partnership Arrangement (“CEPA”) signifies that the relationship between the Mainland and Hong Kong is entering a new phase of economic cooperation. The free trade agreement will benefit immensely...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens14.pdf -
Date: 2020-09-28
[PDF]
text-ilens14.pdf
... Microsoft Word - Ilens14_E.doc 1 “I lens” – November Issue Commissioner Speaks The Closer Economic Partnership Arrangement (“CEPA”) signifies that the relationship between the Mainland and Hong Kong is entering a new phase of economic cooperation. The free trade agreement will benefit immensely...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens14.pdf -
Date: 2021-11-01
[PDF]
text-ilens14.pdf
... Microsoft Word - Ilens14_E.doc 1 “I lens” – November Issue Commissioner Speaks The Closer Economic Partnership Arrangement (“CEPA”) signifies that the relationship between the Mainland and Hong Kong is entering a new phase of economic cooperation. The free trade agreement will benefit immensely...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens14.pdf -
Date: 2021-09-01
[PDF]
text-ilens14.pdf
... Microsoft Word - Ilens14_E.doc 1 “I lens” – November Issue Commissioner Speaks The Closer Economic Partnership Arrangement (“CEPA”) signifies that the relationship between the Mainland and Hong Kong is entering a new phase of economic cooperation. The free trade agreement will benefit immensely...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/text-ilens14.pdf -
Date: 2020-06-19
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_Cooling_off_Period_Initiative_v1_1_7_1996_20190823.pdf -
Date: 2019-12-20