... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...

... - 1 - CIB-GN(4) (issued on 22 June 2007) (revised on 8 April 2014, effective from 1 June 2014) (further revised on 18 December 2014, effective from 1 January 2015) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance...

... Life and Annuity (Linked) business amounted to $17.1 billion (increased by 13.3%).  Contributions of Retirement Scheme business reached $13.5 billion (increased by 10%). On new business, new office premiums (excluding Retirement Scheme business) of long term business were $84.1 billion...

..., The Publication of The International Sustainability Standards Board Proposed Standards for Public Consultation We would like to inform you that the International Sustainability Standards Board (“ISSB”)1 has published the proposed general requirements for disclosure of sustainability-related financial...

..., The Publication of The International Sustainability Standards Board Proposed Standards for Public Consultation We would like to inform you that the International Sustainability Standards Board (“ISSB”)1 has published the proposed general requirements for disclosure of sustainability-related financial...

... facilitative measure, for the purpose of fulfilling the CPD hour requirements in the first CPD Assessment Period, individual licensees will be considered as CPD-compliant if they can earn the CPD hours required for the first CPD Assessment Period on or before 31 October 2020 1 . They must then report their CPD...

... facilitative measure, for the purpose of fulfilling the CPD hour requirements in the first CPD Assessment Period, individual licensees will be considered as CPD-compliant if they can earn the CPD hours required for the first CPD Assessment Period on or before 31 October 2020 1 . They must then report their CPD...

... Consultation Paper on a Risk-based Capital Framework for the Insurance Industry of Hong Kong Consultation Paper on a Risk-based Capital Framework for the Insurance Industry of Hong Kong     2 FOREWORD 1 This paper is published by the Insurance Authority (IA) to consult interested parties on the...