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⏭... Q 3. For refundable insurance policies under 1(a)(ii), does it have to be 100% or more “refundable” in order for the FNA requirement be exempted? A 3. Yes. For those refundable insurance policies which are not 100% refundable (e.g. the amount refunded would be less than 100% if claims have...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20
... the form as policy endorsement, is not considered as a top‐up. Q 3. For refundable insurance policies under 1(a)(ii), does it have to be 100% or more “refundable” in order for the FNA requirement be exempted? A 3. Yes. For those refundable insurance policies which are not 100...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_FAQ_Initiatives_on_FNA_v3_12_12_2016_20190823.pdf -
Date: 2019-12-20
... members of its appointed agency force to perform this type of role in the claims handling process, it must provide its agents with adequate training and ongoing support (such as through claims clinics and claims hotlines). Unlike licensed insurance agents, licensed insurance brokers represent...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Special_Supplement_02).html -
Date: 2023-05-12
... the tariff-based approach (i.e. to publish the common types of misconduct and the corresponding maximum fine) currently used by the Self-Regulatory Organizations (“SROs”). 11. In this consultation, two respondents had suggested that the IA should adopt a tariff- based approach in order to achieve a...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-03
... the tariff-based approach (i.e. to publish the common types of misconduct and the corresponding maximum fine) currently used by the Self-Regulatory Organizations (“SROs”). 11. In this consultation, two respondents had suggested that the IA should adopt a tariff- based approach in order to achieve a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
[PDF]
GL29_English.pdf
... the full context, facts and impact of any matter before it in this respect). 4. Scope of Application 4.1 This Guideline applies to all authorized insurers carrying on long term business, and all licensed insurance intermediaries carrying on regulated activities in respect of long term business. 4.2...
https://www.ia.org.hk/english/legislative_framework/files/GL29_English.pdf -
Date: 2020-09-24
[PDF]
cooling_off.pdf
... the full context, facts and impact of any matter before it in this respect). 4. Scope of Application 4.1 This Guideline applies to all authorized insurers carrying on long term business, and all licensed insurance intermediaries carrying on regulated activities in respect of long term business. 4.2...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/cooling_off.pdf -
Date: 2020-06-24
[PDF]
GL29.pdf
... the full context, facts and impact of any matter before it in this respect). 4. Scope of Application 4.1 This Guideline applies to all authorized insurers carrying on long term business, and all licensed insurance intermediaries carrying on regulated activities in respect of long term business. 4.2...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL29.pdf -
Date: 2019-11-29
... Findings: No rationale for not reporting internal STRs to the JFIU No full record of all STRs made to the JFIU was kept Recommendations: Keep proper records of MLROs’ deliberations & actions taken to demonstrate they have acted in reasonable manner Establish and maintain a record of all STRs made to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12