... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...

... Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance broker. 2. If...

... Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance broker. 2. If...

... Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance broker. 2. If...

... Introduction GL14 GUIDELINE ON OUTSOURCING Insurance Authority Contents Page 1. Introduction……..……………………………….……….. 1 2. Application of this Guideline…….…........….…........…… 1 3. Interpretation………………………………………..……. 2 4. Legal and Regulatory Obligations………………….……. 3 5. Essential Issues...

... - 1 - CIB-GN(4) (issued on 22 June 2007) (revised on 8 April 2014, effective from 1 June 2014) (further revised on 18 December 2014, effective from 1 January 2015) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance...

... 1/3 CIB Annual Conference 2018 FACING THE FUTURE - the new environment for insurance brokers 1 November 2018 Rath1, Adrian2, members of CIB, friends and colleagues, ladies and gentlemen, It is a great pleasure for me to be invited to speak at the annual conference today. Some of you will know that...

... 1/3 CIB Annual Conference 2018 FACING THE FUTURE - the new environment for insurance brokers 1 November 2018 Rath1, Adrian2, members of CIB, friends and colleagues, ladies and gentlemen, It is a great pleasure for me to be invited to speak at the annual conference today. Some of you will know that...

... insurance intermediaries. Insurance Authority The Insurance Authority (“IA”) is a statutory body set up to administer the Insurance Ordinance. In accordance with section 4A(1) of the Insurance Ordinance, the principal functions of the IA are to regulate and supervise the...