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Eng_GL24_CPD.pdf
... insurance intermediaries, such as guidelines on conduct requirements for insurance intermediaries, protection of personal data, equal opportunities, corruption prevention and prevention of money laundering and terrorist financing. Annex 1 8 4. If an individual licensee, as part of a Type 2, 3, 4, 5, 6, 7 or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL24_CPD.pdf -
Date: 2019-09-10
... consider that knowledge on the part of the regulated person should be added as a consideration because, as a matter of safeguarding professional standards and of policy holder protection, a person should be held accountable for any financial crime resulting from his/her own conduct. 26. One respondent...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
[PDF]
egn2019232121.pdf
... here QDi.119 Name: 1: ARIS 2: MUNANDAR 3: na 4: na Title: na Designation: na DOB: a) 1 Jan. 1971 b) Between 1962 and 1968 POB: Sambi, Boyolali, Java, Indonesia Good quality a.k.a.: na Low quality a.k.a.: na Nationality: Indonesia (as at Dec. 2003) Passport no: na National identification no: na Address...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232121.pdf -
Date: 2019-12-24
[PDF]
egn2019232222.pdf
... here QDi.119 Name: 1: ARIS 2: MUNANDAR 3: na 4: na Title: na Designation: na DOB: a) 1 Jan. 1971 b) Between 1962 and 1968 POB: Sambi, Boyolali, Java, Indonesia Good quality a.k.a.: na Low quality a.k.a.: na Nationality: Indonesia (as at Dec. 2003) Passport no: na National identification no: na Address...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232222.pdf -
Date: 2019-12-24
[PDF]
cir_aml_20180518.pdf
... egn201822203659 UNITED NATIONS (ANTI-TERRORISM MEASURES) ORDINANCE (Chapter 575) Updating of specification of names of persons designated as terrorists or terrorist associates by the Committees of the United Nations Security Council established pursuant to the Resolutions 1267 (1999), 1989 (2011) a...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180518.pdf -
Date: 2019-02-01
... analyze the background and needs of customers before recommending a suitable medical product, from the available products on offer. For life insurance, a proper assessment of life protection, saving and investment needs of customers is crucial. The increasing popularity of annuity products for retirement...
https://www.ia.org.hk/english/infocenter/files/Conclusions_Paper_Eng_final.pdf -
Date: 2019-09-03
... Financial Professionals 「不言而喻」的奧妙 - 保險從業員工作坊* No 1 Dec 2020 - 30 Nov 2021 Public 公眾人士 + Commissioning Body 委託機構員工 Ms Polly Tam 2836 1822 80/07/26 Vocational Training Council Institute of Professional Education And Knowledge Law Relating to Asset Protection 資產保障相關法律 * No 1 Mar 2021 - 28 Feb 2022 - 3 - Ref 參考...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-05-06