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⏭... Professional Education and Knowledge, VTC Business Ethics 商業道德操守 * Yes 10 29 Jan 2021 - 28 Jan 2022 Public 公眾人士 + Commissioning Body 委託機構員工 Ms Polly TAM 2836 1822 80/07/170 Institute of Professional Education and Knowledge, VTC Best Practices for Financial Products Intermediaries 金融產品中介人實務須知 * No 10 18 Jan...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-12-06
[PDF]
iaismmou.pdf
... Authority promptly of any passing on of information or disclosure prescribed by law, and use our best endeavours to resist such demand in practice if requested by that Signatory Authority. Date and Signature" IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-09-01
[PDF]
iaismmou.pdf
... Authority promptly of any passing on of information or disclosure prescribed by law, and use our best endeavours to resist such demand in practice if requested by that Signatory Authority. Date and Signature" IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-06-19
... and impartial in providing advice to his clients. (d) He shall not give any misleading information or make any false statements. (e) He shall not describe himself as an insurer or agent of an insurer. 16 (f) He shall use his best endeavour to avoid conflict of interest and shall not allow his other...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... and impartial in providing advice to his clients. (d) He shall not give any misleading information or make any false statements. (e) He shall not describe himself as an insurer or agent of an insurer. 16 (f) He shall use his best endeavour to avoid conflict of interest and shall not allow his other...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
... HONG KONG MONEY LAUNDERING AND TERRORIST FINANCING RISK ASSESSMENT REPORT April 2018 FOREWORD BY FINANCIAL SECRETARY i HONG KONG’S ANTI-MONEY LAUNDERING/COUNTER- FINANCING OF TERRORISM POLICY iii EXECUTIVE SUMMARY v 1. INTRODUCTION TO HONG KONG 1 Geographical Position Population Language Government...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2021-11-12
... HONG KONG MONEY LAUNDERING AND TERRORIST FINANCING RISK ASSESSMENT REPORT April 2018 FOREWORD BY FINANCIAL SECRETARY i HONG KONG’S ANTI-MONEY LAUNDERING/COUNTER- FINANCING OF TERRORISM POLICY iii EXECUTIVE SUMMARY v 1. INTRODUCTION TO HONG KONG 1 Geographical Position Population Language Government...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2022-04-27
... HONG KONG MONEY LAUNDERING AND TERRORIST FINANCING RISK ASSESSMENT REPORT April 2018 FOREWORD BY FINANCIAL SECRETARY i HONG KONG’S ANTI-MONEY LAUNDERING/COUNTER- FINANCING OF TERRORISM POLICY iii EXECUTIVE SUMMARY v 1. INTRODUCTION TO HONG KONG 1 Geographical Position Population Language Government...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2019-11-05
... the ones that do not apply; The IFS will also be channel specific to reflect the specific requirements/modifications required by each channel, i.e. agency, banks and brokers. Best Practice It is strongly recommended that a copy of the signed IFS be given to the policyholder, the timing of which...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf -
Date: 2019-12-20
... the ones that do not apply; The IFS will also be channel specific to reflect the specific requirements/modifications required by each channel, i.e. agency, banks and brokers. Best Practice It is strongly recommended that a copy of the signed IFS be given to the policyholder, the timing of which...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20