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⏭... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
[PDF]
Broker_Code_Eng.pdf
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... Intermediaries (“GL24”), which set the CPD requirements for individual licensees. We intend to keep these Interpretation Notes under review and update or supplement them when necessary. The Interpretation Notes cover the following matters and apply to CPD Assessment Periods commencing on or after 1 August 2021...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-12-10
... Intermediaries (“GL24”), which set the CPD requirements for individual licensees. We intend to keep these Interpretation Notes under review and update or supplement them when necessary. The Interpretation Notes cover the following matters and apply to CPD Assessment Periods commencing on or after 1 August 2021...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-09-09
[PDF]
cir_20190816.pdf
... liability management practices. Your data submission of the MA package is essential for us to further analyze and refine the proposals on MA. The MA package (filename: HKQIS2019_LongTerm_MA.zip) contains the following items: # Item Item Description File Name (1) QIS 3 MA Template (for submission) A template...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190816.pdf -
Date: 2019-11-29
[PDF]
e-ppt20111230-01.pdf
... Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Mutual Evaluation on AML/CFTMutual Evaluation on AML/CFT 96 98 00 02 04 06 08 1st Mutual Evaluation March 1994 2nd Mutual Evaluation April 1998 3rd Mutual Evaluation November 2007 Office of the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01.pdf -
Date: 2021-11-12
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2022-01-06
[PDF]
e-ppt20111230-01.pdf
... Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Mutual Evaluation on AML/CFTMutual Evaluation on AML/CFT 96 98 00 02 04 06 08 1st Mutual Evaluation March 1994 2nd Mutual Evaluation April 1998 3rd Mutual Evaluation November 2007 Office of the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01.pdf -
Date: 2022-04-27
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2022-05-31
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/20190917-RO_Application.pdf -
Date: 2020-06-24