... - 1 - CIB-GN(5) (Issued on 22 June 2007) (Revised on 15 March 2012) (Revised on 23 January 2014) Guidance Note on Annual Certification by Members Being Engaged in Long Term Insurance Business for Compliance with IA’s Guideline on Anti-Money Laundering and Counter-Terrorist Financing According to...

... Cooperation and Development 6/6/2022 Presentation by Mr Tony Chan, Associate Director, Policy and Development, at the Society of Actuaries (SOA) Asia-Pacific Annual Symposium 27/4/2022 Opening Address by Mr Stephen Yiu...

... Senior Management Oversight 6 • Detailed analysis of data identified within each of the categories of ML/TF risks • Document the risk assessment with periodic review and update • Communicate the risk assessment to the Board, senior management and relevant staff ML/TF Risk Assessment at Insurance...

... Senior Management Oversight 6 • Detailed analysis of data identified within each of the categories of ML/TF risks • Document the risk assessment with periodic review and update • Communicate the risk assessment to the Board, senior management and relevant staff ML/TF Risk Assessment at Insurance...

... for individual licensees (except travel agents) is 15 CPD hours for each Assessment Period, including a minimum of 3 compulsory CPD hours on “Ethics or Regulations” courses. Travel agents are only required to undertake a minimum of 3 CPD hours for each Assessment Period, with no compulsory...

... assets are sufficient to meet your financial needs for five years, you may need a QDAP with only a 15-year annuity period. The QDAP is a long-term insurance product. Early surrender or termination of the policy may incur a financial loss. Assuming the same total premiums, if your liquidity is...

... Senior Management Oversight 6 • Detailed analysis of data identified within each of the categories of ML/TF risks • Document the risk assessment with periodic review and update • Communicate the risk assessment to the Board, senior management and relevant staff ML/TF Risk Assessment at Insurance...

... exemptions in section 123 of the Ordinance only apply to employees of authorized insurers, precisely because employees of authorized insurers fall within the licensing regime’s scope. 4 1.6. This Note does not have the force of law and should not be interpreted in a way that would override the provision of...

... exemptions in section 123 of the Ordinance only apply to employees of authorized insurers, precisely because employees of authorized insurers fall within the licensing regime’s scope. 4 1.6. This Note does not have the force of law and should not be interpreted in a way that would override the provision of...