... improving the new ERM and ORSA processes. 12 8.2 As stipulated in paragraph 8.2.1 of GL21, the IA would expect insurers to establish policy on the independent review of the effectiveness of ORSA, for example, covering the frequency and scope. In establishing the independent review policy, the insurers...

...的持續專 業培訓時數而制定的措施，並就持續專業培訓的合規匯報規定提供最新資訊。 2019/20 及 2020/21 兩個持續專業培訓年度的合併事宜 — 扼要說明 保監局已於 2020 年 6 月 12 日發出通函，載列其合併 2019 年 9 月 23 日至 2020 年 7 月 31 日的持續專業培訓評核期（「第一個評核期」）及 2020 年 8 月 1 日至 2021 年 7 月 31 日的 持續專業培訓評核期（「第二個評核期」）之決定。在首兩個評核期合併後： • 如個人持牌人在第二個評核期完結日（即 2021 年 7 月 31 日）或之前，已取得 第一及第二個評核期所規定的持續專業培訓時數...

... requirements in the overseas jurisdiction and any other relevant information will be considered. 12 comply with the CPD requirements by a licensed insurance intermediary may affect his/her fitness and properness.) Reputation, character, reliability, honesty and integrity Any Individual 5.8 In respect of any...

... requirements in the overseas jurisdiction and any other relevant information will be considered. 12 comply with the CPD requirements by a licensed insurance intermediary may affect his/her fitness and properness.) Reputation, character, reliability, honesty and integrity Any Individual 5.8 In respect of any...

... requirements in the overseas jurisdiction and any other relevant information will be considered. 12 comply with the CPD requirements by a licensed insurance intermediary may affect his/her fitness and properness.) Reputation, character, reliability, honesty and integrity Any Individual 5.8 In respect of any...

... requirements in the overseas jurisdiction and any other relevant information will be considered. 12 comply with the CPD requirements by a licensed insurance intermediary may affect his/her fitness and properness.) Reputation, character, reliability, honesty and integrity Any Individual 5.8 In respect of any...

... collectively have sufficient expertise to understand the important issues related to investment policy and should ensure that all individuals conducting and monitoring investment activities have sufficient levels of knowledge and experience. 3.8. At least annually, the Board should review the adequacy of its...

... letter of 12 July 2002, I write to inform you that the US Government designated under the Executive Order two additional lists of names on 12 August 2002 and 29 August 2002 respectively. These lists are now attached. As the names designated under the Executive Order may be updated by the US Government...

... different to that of the industry. 8. As pointed out by Niall Ferguson, - 3 - “Evolution in financial services occurs within the regulatory framework”1. A sound regulatory framework, whilst protecting the interests of policyholders, is facilitating growth of the industry through healthy evolution and...

... different to that of the industry. 8. As pointed out by Niall Ferguson, - 3 - “Evolution in financial services occurs within the regulatory framework”1. A sound regulatory framework, whilst protecting the interests of policyholders, is facilitating growth of the industry through healthy evolution and...