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⏭... extensively in arriving at the consultation conclusions. In addition to making the consultation document available to the public and stakeholders, we have organized briefing sessions for and meetings with insurance companies and professional bodies during the consultation period. Outcome of Consultation 5. We...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_conclusions.pdf -
Date: 2019-09-03
... or comparison of different insurance options etc) under this (or any other) circular, Member Companies must reject the relevant application and should advise the customer accordingly. 5) The FNA must be clearly identified as a “Financial Needs Analysis” and must be signed and dated by the customer....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6_HKFI_Initiative_on_FNA_v6_1_6_2018_20190823.pdf -
Date: 2019-12-20
... Power to Impose a Pecuniary Penalty …………………....………………………… 2 4. Commencement ………………………………………………... 5 1 1. Introduction 1.1. This Guideline is made pursuant to section 83 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 1.2. Pursuant to section 81(1) of the Ordinance, the Insurance Authority (“the...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... Power to Impose a Pecuniary Penalty …………………....………………………… 2 4. Commencement ………………………………………………... 5 1 1. Introduction 1.1. This Guideline is made pursuant to section 83 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 1.2. Pursuant to section 81(1) of the Ordinance, the Insurance Authority (“the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... Power to Impose a Pecuniary Penalty …………………....………………………… 2 4. Commencement ………………………………………………... 5 1 1. Introduction 1.1. This Guideline is made pursuant to section 83 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 1.2. Pursuant to section 81(1) of the Ordinance, the Insurance Authority (“the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... when submitting the insurance broker company licence application. Checklist of Documents for Insurance Broker Company Licence Application A5 Application for Insurance Agency Licence...
https://www.ia.org.hk/english/infocenter/forms/intermediaries.html -
Date: 2023-11-08
... Power to Impose a Pecuniary Penalty …………………....………………………… 2 4. Commencement ………………………………………………... 5 1 1. Introduction 1.1. This Guideline is made pursuant to section 83 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 1.2. Pursuant to section 81(1) of the Ordinance, the Insurance Authority (“the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... Power to Impose a Pecuniary Penalty …………………....………………………… 2 4. Commencement ………………………………………………... 5 1 1. Introduction 1.1. This Guideline is made pursuant to section 83 of the Insurance Ordinance (Cap. 41) (“the Ordinance”). 1.2. Pursuant to section 81(1) of the Ordinance, the Insurance Authority (“the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... initiatives. FINANCIAL NEEDS ANALYSIS (“FNA”) Q5: What is the best practice of proposing an ILAS product to a client? A5: The best practice of proposing an ILAS product is when the client indicates/chooses: (a) Under Question 1 of the FNA - both “Life Protection” and “Savings” / “Investment” as his/her purpose...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.FAQ_on_Updated_Requirements_Relating_to_Sale_of_ILAS.pdf -
Date: 2019-12-20