...) of the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap. 615) (“AMLO”) and section 133 of the Insurance Ordinance (Cap. 41). Under section 21 of the AMLO, the IA may impose a pecuniary penalty either on its own or together with other disciplinary sanctions...

...). Under section 21 of the AMLO, the IA may impose a pecuniary penalty either on its own or together with other disciplinary sanctions on an authorized insurer carrying on long term business, and a licensed individual insurance agent, a licensed insurance agency or a licensed insurance broker company...

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... Insurance Agents Registration Board, The Hong Kong Confederation of Insurance Brokers and Professional Insurance Brokers Association)? II. Employment, Directorship & Relationship with Licensed Insurance Agency/ Broker Company 1. Current/ Last Employment Information (Based on Contract of Employment) Please...

... Insurance Agents Registration Board, The Hong Kong Confederation of Insurance Brokers and Professional Insurance Brokers Association)? II. Employment, Directorship & Relationship with Licensed Insurance Agency/ Broker Company 1. Current/ Last Employment Information (Based on Contract of Employment) Please...

... Holders’ Protection Scheme, developing with the industry a Risk-based Capital Regime and working on a practical group-wide supervisory framework. We certainly have a very busy regulatory agenda ahead. Unlike many of our counterparts, the IA’s responsibility goes beyond mere regulation. We are privileged...