... including, for example, where the customer opts to rescind the policy, providing full premium refund without market value adjustment when there is a substantiated non-compliance issue(s). 12 In case the customer cannot be reached or the post-sale call cannot be completed properly, the authorized insurer is...

... including, for example, where the customer opts to rescind the policy, providing full premium refund without market value adjustment when there is a substantiated non-compliance issue(s). 12 In case the customer cannot be reached or the post-sale call cannot be completed properly, the authorized insurer is...

... including, for example, where the customer opts to rescind the policy, providing full premium refund without market value adjustment when there is a substantiated non-compliance issue(s). 12 In case the customer cannot be reached or the post-sale call cannot be completed properly, the authorized insurer is...

... Consultation Paper on the Draft Insurance (Group Capital) Rules Consultation Paper on Draft Insurance (Group Capital) Rules 1 FOREWORD 1. This paper is published by the Insurance Authority to consult the public on the draft rules to be made under section 129 of the Insurance Ordinance (Cap. 41), na...

... compliance and on-boarding procedures, so that there is full awareness of this requirement and notification to the IA can be made at least 14 days before the intended appointment. Relevant form for reporting to the IA – N2 4 3) A licensed insurance agency must notify the IA within 14 days of terminating the...

... file. On this important subject, we count on Members’ unwavering support and effort to reinforce the confidence of the consuming public in our industry and in ILAS products. RS/SL/JW/sw Encl. 58 pgs incl. this cover HKFI Circular: 22 April 2013 (HKFI) Effective no later than 30 June 2013 Page 1 of 56...

... Enhance Customer Protection (“Updated Requirements”) With reference to our Circular (Ref: Mv135/14) dated 8 December 2014, a revised enclosure (mainly with topographical changes on pages 10 and 30) is enclosed herewith to replace the Updated Requirements. The full set of Updated Requirements is...

... Revised Code is attached. The full version of revised Code can be downloaded from the HKFI website at the following hyperlink: https://www.hkfi.org.hk/#!/insurance-agent/codes-and-standards SL/LC Appendix 24 May 2018 2018年5月24日 The Code of Practice for the Administration of Insurance Agents 保險代理管理守則 New...

... Tommy Chan 2882 9943 -- IA-CIB- 2019003 CIB How Reinsurance Treaties Can Make Your Business Efficient and Profitable? 6 30 Oct 2019 Mr Tommy Chan 2882 9943 -- IA-CIB- 2019004 CIB Facultative and ART – How Do They Support Treaty Reinsurance? 6 31 Oct 2019 Mr Tommy Chan 2882 9943 -- IA-CIB- 2019005 CIB...

... of up to level 5 (i.e. $50,000 at present). Commentary – It is suggested for a broker company to include the need to notify the IA of the intended appointment of a TR in its documented internal compliance and on-boarding procedures, so that there is full awareness of this requirement and notification...