... 人持牌人已完成相關持續專業培訓時數的文件。 就獲授權保險人而言，負責管理中介人的管控要員須設立內部管控措施，其中應包括 充足的措施以確保保險人委任的持牌保險代理人遵守持續專業培訓規定。 保監局認為，獲授權保險人若欠缺該等充足的管控措施及程序，可能會對下列事項帶 來負面影響：(i)獲授權保險人的董事、控權人及相關管控要員是否為適當人選；及 (ii)持牌保險經紀公司或持牌保險代理機構及其董事、控權人及負責人是否為適當人 選。保監局會把以上因素納入其監管及紀律準則。 個人持牌人 保監局會於每年 9月 30日的匯報期限後就每個評核期進行持續專業培訓合規核查。個 人持牌人如被保監局挑選進行合規核查，應...

... 人持牌人已完成相關持續專業培訓時數的文件。 就獲授權保險人而言，負責管理中介人的管控要員須設立內部管控措施，其中應包括 充足的措施以確保保險人委任的持牌保險代理人遵守持續專業培訓規定。 保監局認為，獲授權保險人若欠缺該等充足的管控措施及程序，可能會對下列事項帶 來負面影響：(i)獲授權保險人的董事、控權人及相關管控要員是否為適當人選；及 (ii)持牌保險經紀公司或持牌保險代理機構及其董事、控權人及負責人是否為適當人 選。保監局會把以上因素納入其監管及紀律準則。 個人持牌人 保監局會於每年 9月 30日的匯報期限後就每個評核期進行持續專業培訓合規核查。個 人持牌人如被保監局挑選進行合規核查，應...

...(1)(a)(ii)條 2,000 16 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 30,000 17 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 50,000 18 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 300,000 For requesting the Authority to authorize under section 22A(1) of the Ordinance an authorized insurer to maintain accounts of long term...

... employment or where the person relating their customer experience is doing so for reward). In the IA’s view, the regulatory regime under the Ordinance does not intend to prohibit this type of normal social interaction. B9.6 If, however, an authorized insurer seeks to offer a gratuity to its existing...

... employment or where the person relating their customer experience is doing so for reward). In the IA’s view, the regulatory regime under the Ordinance does not intend to prohibit this type of normal social interaction. B9.6 If, however, an authorized insurer seeks to offer a gratuity to its existing...

... Enhance Customer Protection (“Updated Requirements”) With reference to our Circular (Ref: Mv135/14) dated 8 December 2014, a revised enclosure (mainly with topographical changes on pages 10 and 30) is enclosed herewith to replace the Updated Requirements. The full set of Updated Requirements is...

... to promote cybersecurity among insurers. Risk-based Capital Regime Another major initiative of the IA is the development of a Risk-based Capital (RBC) Regime for insurance companies, in line with international standards and best practices. The existing Solvency I-type or rule-based solvency regime...

... to promote cybersecurity among insurers. Risk-based Capital Regime Another major initiative of the IA is the development of a Risk-based Capital (RBC) Regime for insurance companies, in line with international standards and best practices. The existing Solvency I-type or rule-based solvency regime...

... to promote cybersecurity among insurers. Risk-based Capital Regime Another major initiative of the IA is the development of a Risk-based Capital (RBC) Regime for insurance companies, in line with international standards and best practices. The existing Solvency I-type or rule-based solvency regime...