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GL26.pdf
... Microsoft Word - Appendix 1 Draft Guideline on Sale of Investment-Linked Assurance Scheme (â•œILASâ•š) Products .DOCX GL26 GUIDELINE ON SALE OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Scope and Interpretation...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29
[PDF]
GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
[PDF]
GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
... Draft Guideline on Enterprise Risk Management ANNEX DRAFT FOR CONSULTATION PURPOSES ONLY GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2019-11-29
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-01-06
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-05-31
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2020-06-24
... Self-Regulatory Organisations (SROs)1. Under the new statutory regime, the two codes of conduct will specify fundamental conduct requirements expected of them. The draft Codes of Conduct set out eight core General Principles, under which standards and practices are elaborated. When formulating these...
https://www.ia.org.hk/english/infocenter/press_releases/20190328.html -
Date: 2019-03-28