... differentiation, a specific set of Important Facts Statement must be prepared for this purpose and must be used for business introduced from this type of intermediary. For the avoidance of doubt, however, Member Companies must still follow the requirement under 7.8 of the GN15 during the underwriting process for...

... the Board…………...……… 8 6. Board Matters…………………………………………...... 11 7. Risk Management and Internal Control Systems…........... 13 8. Committees…..………………………………................... 21 9. Remuneration Matters…..…………………...................... 25 10. Servicing of Customers…..………………….................... 30 11....

... the Board…………...……… 8 6. Board Matters…………………………………………...... 11 7. Risk Management and Internal Control Systems…........... 13 8. Committees…..………………………………................... 21 9. Remuneration Matters…..…………………...................... 25 10. Servicing of Customers…..………………….................... 30 11....

..., understood and I agree to the attached Personal Information Collection Statement. ☐ I am holding a licence that is different to the type of licence applied for in this application. By ticking this box, I confirm that I will request all the appointing principal(s) of that licence to terminate my appointment...

..., understood and I agree to the attached Personal Information Collection Statement. ☐ I am holding a licence that is different to the type of licence applied for in this application. By ticking this box, I confirm that I will request all the appointing principal(s) of that licence to terminate my appointment...

... the IA considers it likely that an HKMA regulated entity may be designated as a DIHC. IV. EFFECTIVE DATE AND AMENDMENTS 21. This GWS MoU will take effect on 14 May 2021. 22. Either Party may at any time request for a specific amendment, whether by supplement or otherwise, to this GWS MoU, or may...

... decided to procure an ILAS policy, he/she should be fully apprised of the key products features again, as well as his/her rights and obligations, such as the right to ask for details of the intermediaries’ remuneration, the need to complete the post-sale call, the 21-day cooling- off period etc. The IFS...

... the IA considers it likely that an HKMA regulated entity may be designated as a DIHC. IV. EFFECTIVE DATE AND AMENDMENTS 21. This GWS MoU will take effect on 14 May 2021. 22. Either Party may at any time request for a specific amendment, whether by supplement or otherwise, to this GWS MoU, or may...

... prescribed in GL29. Insurers should update10 the cooling-off notice accordingly to reflect the change in circumstances. 21. Insurers, licensed insurance agencies and licensed insurance broker companies should have proper controls, procedures and adequate supervision to ensure their staff, licensed 10 For...