... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...

... latest FATF standards and methodology, including: (1) Implementation of a money laundering risk assessment mechanism (2) Public consultation on establishing a reporting system on the physical cross-boundary transportation of cash (“R32 System”) (3) Identification of gaps between existing legislation...

... 1 Existing and planned measures on the promotion of racial equality The Insurance Authority The principal function of the Insurance Authority ("IA") is to regulate and supervise the insurance industry to promote the general stability of the insurance industry and protect existing and potential...

... latest FATF standards and methodology, including: (1) Implementation of a money laundering risk assessment mechanism (2) Public consultation on establishing a reporting system on the physical cross-boundary transportation of cash (“R32 System”) (3) Identification of gaps between existing legislation...

... Non-Compliance League Table”1 to promote better compliance. In our Practice section, we detail how insurers and other principals have responded to this by seeking to improve the CPD compliance rate across their appointed insurance intermediaries. Twelve months on, the highlights are as follows...

... latest FATF standards and methodology, including: (1) Implementation of a money laundering risk assessment mechanism (2) Public consultation on establishing a reporting system on the physical cross-boundary transportation of cash (“R32 System”) (3) Identification of gaps between existing legislation...

... Ordinance introduces the following new provisions, among others, which are likely to be relevant to you: (1) New section 8A prohibits, except under the authority of a licence granted by the Secretary for Security, dealing, directly or indirectly, with any property knowing that, or being reckless as to...

... Form IA-IB5 1 Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance...

... Form IA-IB5 1 Form IA-IB5 Application for Registration of Chief Executives of Insurance Brokers authorized/to be authorized under Section 69 of the Insurance Ordinance (Cap. 41) Notes on Completion of this Form 1. This application form is to be completed by the chief executive of the insurance...