...) 被特別組織識別為缺乏執行打擊洗錢/恐怖分子分子資金籌 集策略的司法管轄區； (b) 受到例如聯合國制裁、禁制或受制於其他類似措施的國家； (c) 容易涉及貪污的國家；及 (d) 被認為與恐怖分子活動有密切聯繫的國家。 在評估與客戶有關的國家風險時，金融機構可考慮本地法例(《聯 合國制裁條例》、《聯合國（反恐怖主義措施）條例》)，及從 7 有關沒有執行或沒有充分執行特別組織建議，或在其他方面面對較高風險的司法管轄區的導引 載於第4.15段 26 聯合國、國際貨幣基金組織、世界銀行、特別組織等取得的資料， 以及金融機構本身或其他集團實體（如金融機構隸屬某跨國集 團）的經驗，這些經驗可能顯示其他司法...

... are required to observe the Guideline on Asset Management by Authorized Insurers (“GL13”) 26 7.6.3 The Board has the core responsibility for the formulation and implementation of the investment policy. In particular, due attention must be given to ensure any complicated investment strategy...

... are required to observe the Guideline on Asset Management by Authorized Insurers (“GL13”) 26 7.6.3 The Board has the core responsibility for the formulation and implementation of the investment policy. In particular, due attention must be given to ensure any complicated investment strategy...

...”) 26 7.6.3 The Board has the core responsibility for the formulation and implementation of the investment policy. In particular, due attention must be given to ensure any complicated investment strategy, sophisticated financial instruments and use of derivatives, if any, remains commensurate with...

... COMMENCEMENT 7.1. This Guideline shall take effect from 26 June 2017. June 2017 Annex 1 Examples of Outsourcing The following are some examples of services that when performed by a service provider may be regarded as outsourcing for the purposes of this Guideline:  Application processing (e.g. insurance...

... that the Insurance Company is not responsible for the advice given by the insurance broker. To facilitate this differentiation, a specific set of Important Facts Statement must be prepared for this purpose and must be used for business introduced from this type of intermediary. 4.6 Post-sale Controls...

... regulated activity during the training session. Q12:A senior manager of an authorized insurer who is an experienced insurance practitioner is invited by an education institute to give a presentation on a specific type of insurance product in an educational seminar. Is the senior manager required to be...

... regulated activity during the training session. Q12:A senior manager of an authorized insurer who is an experienced insurance practitioner is invited by an education institute to give a presentation on a specific type of insurance product in an educational seminar. Is the senior manager required to be...

... regulated activity during the training session. Q12:A senior manager of an authorized insurer who is an experienced insurance practitioner is invited by an education institute to give a presentation on a specific type of insurance product in an educational seminar. Is the senior manager required to be...

..., and procure client to acknowledge receipt thereof in writing and such written acknowledgment should be kept in the client file. Member is also recommended to explain to client in writing the type of services being or to be provided or offered. 7.2 Member should take reasonable steps to ensure that all...