Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... Requirements Relating to the Sale of ILAS to Enhance Customer Protection 2. Appendix A: ILAS Product Sales Flow (New Application) 3. Appendix B: Financial Needs Analysis (“FNA”) Form 4. Appendix C1: Important Facts Statement and the Applicant’s Declarations (Complex charge structure version for upfront and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf -
Date: 2019-12-20
... Contents: 1.2.3 Voluntary Health Insurance Scheme 2. The following text is inserted immediately after Section 1.2.2(d): 1.2.3 Voluntary Health Insurance Scheme (a) Background Fully launched, i.e. offered to consumers, on 1 April 2019, the Voluntary Health Insurance Scheme (“VHIS”) is a policy initiative...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P2_SN_eng_2018_2019update_file6.pdf -
Date: 2019-12-02
...:00 15 mins Sharing #2 “Making Insurance More Simple and Intelligent for Intermediaries” Mr John Brisco, CEO, Coherent Group 15:00-15:15 15 mins Sharing #3 “New Trend and Key Challenges in Consumer Product and Regulatory Compliance” by Ms Natalie Fong, Chief Operating Officer, Wesurance Limited 15...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Programme_Rundown_FTF_3_May_2019.pdf -
Date: 2019-06-06
... Signature** Date Contact Person Details Name Position Email Phone Existing Appointing Principal 2 (Company Chop) Reference No.* Name and Position of Authorized Person Authorized Signature** Date Contact Person Details Name Position Email Phone Form N2 3 Version: December 2020 Existing Appointing Principal 3...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-01-06
... Signature** Date Contact Person Details Name Position Email Phone Existing Appointing Principal 2 (Company Chop) Reference No.* Name and Position of Authorized Person Authorized Signature** Date Contact Person Details Name Position Email Phone Form N2 3 Version: December 2020 Existing Appointing Principal 3...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
... well. (2) Fallback strategy in case where the clients cannot be reached for policy delivery. (3) Documentation of the paper flow. Filing Requirement The acknowledgement of receipt by client of the policy document should form part of the client’s record to be kept and maintained by the Members. CIB would...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN3_GN_on_Proper_Delivery_of_LT_Policy_29_1_2010_eg19.pdf -
Date: 2019-12-20
... Code of Practice for the Administration of Insurance Agents 《保險代理管理守則》 Other Codes/Guidelines 其他守則/指引 1. Effecting policy without authority 未經授權為客戶投購保險 5 years 五年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 2. Mishandling of clients’ premium or monies 不當處理客戶保費或款項 5 years 五年 (6th) 71/75 & 49(d) Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20
[PDF]
ppt20171122-2.pdf
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2021-11-12
[PDF]
ppt20171122-2.pdf
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2022-04-27