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⏭... monitoring and customer base screening; (g) Recognition and reporting of suspicious transactions; (h) Record keeping of the documents related to risk assessment and customer due diligence, transaction records, registers of suspicious transaction reports, training records; 4 We have regularly reviewed and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Annual_Compliance_Cert_Guideline_on_AML_and_CTF_v2_eg19.pdf -
Date: 2019-12-20
... monitoring and customer base screening; (g) Recognition and reporting of suspicious transactions; (h) Record keeping of the documents related to risk assessment and customer due diligence, transaction records, registers of suspicious transaction reports, training records; 4 We have regularly reviewed and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_PIBA_Annual_Comp_Cert_GL_on_AML_and_CTF_v3_2_5_2018_eg19.pdf -
Date: 2019-12-20
... Insurance Authority releases provisional statistics of the Hong Kong insurance industry for the first three quarters of 2020 30 November 2020 The Insurance Authority (IA) today (30 November 2020) released provisional statistics of the Hong Kong...
https://www.ia.org.hk/english/infocenter/press_releases/20201130.html -
Date: 2021-09-03
... organization PEPs, non face-to-face transactions, etc.); (g) On-going transaction monitoring; (h) Internal reporting, reporting of suspicious transactions to the JFIU, and post-reporting measures undertaken; (i) Record keeping of the documents including but not limited to risk assessment and customer due...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_Annual_AML_Compliance_Certificate_2_May_2019_eg19.pdf -
Date: 2019-12-20
... Insurance Authority welcomes the China Banking and Insurance Regulatory Commission to regularise preferential treatment for the Hong Kong insurance industry 17 February 2022 The Insurance Authority (IA) welcomes the China Banking and Insurance Regulatory Commission...
https://www.ia.org.hk/english/infocenter/press_releases/20220217.html -
Date: 2022-02-17
... Applicable Rules Issued by the SROs Prior to 23 September 2019 On 23 September 2019, the IA took over the regulation of insurance intermediaries from the Self-Regulatory Organizations ("SROs") as well as any other cases of alleged contravention that...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/applicable_rules_issued_by_the_SROs.html -
Date: 2019-12-20
... Response of the Insurance Authority to imposition of sanctions by the United States Government on individuals in Hong Kong 8 August 2020 The Insurance Authority (IA) is closely monitoring repercussions arising from unilateral sanctions recently...
https://www.ia.org.hk/english/infocenter/press_releases/20200808.html -
Date: 2020-08-08
... Handling of medical insurance claims - The IA’s expectations May 2023 In this article we set out the types of practices that the IA would expect to see when assessing the claims handling processes of an insurer in its inspection and...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Special_Supplement_02).html -
Date: 2023-05-12
... Insurance Authority hosts the 22nd Joint Meeting of the Insurance Regulators of Guangdong, Hong Kong, Macao and Shenzhen 30 March 2023 The 22nd Joint Meeting of the Insurance Regulators of Guangdong, Hong Kong, Macao and Shenzhen (Joint Meeting...
https://www.ia.org.hk/english/infocenter/press_releases/20230330_1.html -
Date: 2023-03-31
... Chief Executive Officer of the Insurance Authority re-elected as Chairman of the Asian Forum of Insurance Regulators 31 July 2020 The 15th Annual Meeting of the Asian Forum of Insurance Regulators (AFIR) took place via videoconference on 14 July...
https://www.ia.org.hk/english/infocenter/press_releases/20200731.html -
Date: 2020-07-31