... to captive advisory, multilateral intermediation and structural solution design. I expect you to rally behind the IA as and when we make a bid for facilitative measures from authorities in Hong Kong or 3/3 the Mainland. Thirdly, the IA will require support when seeking to improve its public image and...

... to captive advisory, multilateral intermediation and structural solution design. I expect you to rally behind the IA as and when we make a bid for facilitative measures from authorities in Hong Kong or 3/3 the Mainland. Thirdly, the IA will require support when seeking to improve its public image and...

... sparingly x Sample size for review insignificant when compared with business volume Compliance Officer x with business volume x Not involved in PEP approval process Customer Level Risk Assessment x Framework and practice – Discrepancy amongst P&P, system design and actual practice Customer Acceptance...

... complete and sign the IFS-PF for every new insurance policy application involving premium financing. Sales practices and training Insurers and insurance intermediaries must adhere to the principle of “fair treatment of customers” during the product design...

... to captive advisory, multilateral intermediation and structural solution design. I expect you to rally behind the IA as and when we make a bid for facilitative measures from authorities in Hong Kong or 3/3 the Mainland. Thirdly, the IA will require support when seeking to improve its public image and...

... sparingly x Sample size for review insignificant when compared with business volume Compliance Officer x with business volume x Not involved in PEP approval process Customer Level Risk Assessment x Framework and practice – Discrepancy amongst P&P, system design and actual practice Customer Acceptance...

... Implementation of the New Regime • Issue of a set of Rules, Codes and Guidelines – Have conducted industry consultation on key proposals – Are preparing and refining draft instruments – Have kick-started public consultation exercise • Computerization and Data Transfer – Have completed system design and started...

... design, implementation and effectiveness of related cybersecurity programs. It may establish a designated management team to oversee and implement cybersecurity measures and controls. The designated management team should consist of members with the appropriate skills and knowledge to understand and...