... conduct is potentially damaging or detrimental to the integrity and stability of the industry and/or the reputation of Hong Kong as an international financial centre; (viii) whether the conduct involves a breach of fiduciary duty or trust placed in the regulated person; (ix) whether there are a number of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... amount of premium payable for the product. In providing any of the permitted gifts, promotions or incentives set out in paragraph 6.1 to an insurance broker, Member Companies should ensure they do not create a conflict of interest in the duty that the insurance broker owes to the policyholder (or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_GN_Gifts_Promo_and_Incentives_v2_1_1_2014_20190823.pdf -
Date: 2019-12-20
... not duty-bound to alert clients of any mismatch between their risk level of the portfolios and risk profiles, but when such mismatch is identified when the risk profile procedures are conducted under point 16 above, Members and their registrants should serve a health warning to the clients of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v3_18_12_2014_eg19.pdf -
Date: 2019-12-20
... reimburse the agent for costs and expenses properly and reasonably incurred by the agent on behalf of the principal; e.g. legal defence expenses paid by a claims settling agent. (c) Breach of duty: The agent may take action against the principal for the latter’s breach of obligations to him. 2.2.6...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-tia-2014.doc -
Date: 2019-12-02
..., etc.: The principal, subject to any express terms in the agency agreement, has to reimburse the agent for costs and expenses properly and reasonably incurred by the agent on behalf of the principal; e.g. legal defence expenses paid by a claims settling agent. (c) Breach of duty: The agent may take...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-tia-2014.pdf -
Date: 2019-12-02
..., charge or interest rate unless the dispute concerns an alleged non-disclosure, misrepresentation, incorrect application, negligence, breach of any legal obligation or duty or maladministration on the part of an insurer. 5.1.4c Non-claim Related Mediation Service Where the parties concerned in dispute...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P6_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02
...財務制度和 建立資訊科技系統,以為接手保監處 的法定職能作好準備。 4.3 保監局會開始物色合適人員,延 攬聘用,機構事務委員會會密切監察 整個招聘過程。預期在二零一六年內 分階段招聘約 180 名職員,包括主要 的行政人員和一般行政人員,以及負 責保險監管職務的專業人員。 第一批行政人員於二零一六年七月在臨時辦公室履新 The first batch of officers assuming duty at the temporary office in July 2016 保險業監管局20 Insurance Authority 4.4 臨時辦公室落址於灣仔。保監局會 在年內物色長期辦公室,以及...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf -
Date: 2021-12-14
...財務制度和 建立資訊科技系統,以為接手保監處 的法定職能作好準備。 4.3 保監局會開始物色合適人員,延 攬聘用,機構事務委員會會密切監察 整個招聘過程。預期在二零一六年內 分階段招聘約 180 名職員,包括主要 的行政人員和一般行政人員,以及負 責保險監管職務的專業人員。 第一批行政人員於二零一六年七月在臨時辦公室履新 The first batch of officers assuming duty at the temporary office in July 2016 保險業監管局20 Insurance Authority 4.4 臨時辦公室落址於灣仔。保監局會 在年內物色長期辦公室,以及...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf -
Date: 2022-05-24
...財務制度和 建立資訊科技系統,以為接手保監處 的法定職能作好準備。 4.3 保監局會開始物色合適人員,延 攬聘用,機構事務委員會會密切監察 整個招聘過程。預期在二零一六年內 分階段招聘約 180 名職員,包括主要 的行政人員和一般行政人員,以及負 責保險監管職務的專業人員。 第一批行政人員於二零一六年七月在臨時辦公室履新 The first batch of officers assuming duty at the temporary office in July 2016 保險業監管局20 Insurance Authority 4.4 臨時辦公室落址於灣仔。保監局會 在年內物色長期辦公室,以及...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf -
Date: 2020-06-23
... use the materials other than for your personal learning or in the course of your official duty. In browsing or otherwise using the materials, you agree to the conditions of usage set out in this paragraph. 重要告示 香港警務處持有並保留本電子文件包括版權在內的所有權益。除預先獲 得警務處處長書面許可外,本教材只可用作個人學習或處理公務上用 途。若你瀏覽或使用本電子文件,即表示你同意遵守使用條件...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-02.pdf -
Date: 2021-11-12