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Overview
... time horizon, or equivalent. The ORSA in relation to a supervised group should encompass all reasonably foreseeable and relevant material risks including, at a minimum, insurance, credit, market, concentration, operational, liquidity, conduct risks and group risks. Pillar 3...
https://www.ia.org.hk/english/supervision/reg_des_holding_co/Overview_DIHC.html -
Date: 2021-09-13
... submitting false documents to a regulator twice is indicative not only of a lack of fitness and properness of character, but also a material lack of understanding of the duties and ethical responsibilities of an insurance agent. The IA continues to have zero tolerance for this and individuals who...
https://www.ia.org.hk/english/infocenter/press_releases/20230110.html -
Date: 2023-01-10
... representative(s) whom the client may contact for service to be provided or available under the Agreement, with a narrative of that representative’s duties and authorities (or limitation of authority); 7. Obligations of the Member to notify the client in writing in the event of any material change to the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN9_GN_on_Client_Agreement_for_LLT_v1_22_7_2011_eg19.pdf -
Date: 2019-12-20
... months after the relevant date. 41 The report must include a breakdown for each material supervised group member in the insurance group. Whether or not a supervised group member is material, is to be determined by one of two methods (see Rule 10(6)). It shall be determined by reference to the following...
https://www.ia.org.hk/english/infocenter/files/Consultation_Paper_on_the_Draft_Insurance_Group_Capital_Rules_ENG.pdf -
Date: 2020-08-19
... insurance intermediaries is an activity-based regime that requires the licensing of all persons carrying on or holding themselves out as carrying on “regulated activities” unless an exemption applies. Regulated Activity, Material Decision & Regulated Advice 2.2. The scope of “regulated activity” is set out...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2021-10-12
... insurance intermediaries is an activity-based regime that requires the licensing of all persons carrying on or holding themselves out as carrying on “regulated activities” unless an exemption applies. Regulated Activity, Material Decision & Regulated Advice 2.2. The scope of “regulated activity” is set out...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2020-07-06
... insurance intermediaries is an activity-based regime that requires the licensing of all persons carrying on or holding themselves out as carrying on “regulated activities” unless an exemption applies. Regulated Activity, Material Decision & Regulated Advice 2.2. The scope of “regulated activity” is set out...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2018-11-30
[PDF]
mouosfi.pdf
...) provide relevant information to their counterpart regarding material developments or supervisory concerns in respect of the operations of a cross-border establishment; (b) respond to requests for information on their respective national regulatory systems and inform each other about major changes, in...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mouosfi.pdf -
Date: 2020-09-28