... Kong service suppliers” who provide services in the form of juridical persons are: 1. The service supplier should be incorporated or established pursuant to the Companies Ordinance and be authorized under the Insurance Companies Ordinance to carry on insurance business in Hong Kong. 2. The service...

... the decision to / not to file an STR with JFIU (7.30) • Respective departments keep their own logs of internal disclosure for proper audit trail (7.31) 22 DONDON’’TsTs • Unnecessary delay in reporting suspicious transactions (7.16) • MLRO’s duty of review of exception reports delegated to operations...

... conduct is potentially damaging or detrimental to the integrity and stability of the industry and/or the reputation of Hong Kong as an international financial centre; (viii) whether the conduct involves a breach of fiduciary duty or trust placed in the regulated person; (ix) whether there are a number of...

... the decision to / not to file an STR with JFIU (7.30) • Respective departments keep their own logs of internal disclosure for proper audit trail (7.31) 22 DONDON’’TsTs • Unnecessary delay in reporting suspicious transactions (7.16) • MLRO’s duty of review of exception reports delegated to operations...

... conduct is potentially damaging or detrimental to the integrity and stability of the industry and/or the reputation of Hong Kong as an international financial centre; (viii) whether the conduct involves a breach of fiduciary duty or trust placed in the regulated person; (ix) whether there are a number of...

... conduct is potentially damaging or detrimental to the integrity and stability of the industry and/or the reputation of Hong Kong as an international financial centre; (viii) whether the conduct involves a breach of fiduciary duty or trust placed in the regulated person; (ix) whether there are a number of...

... the decision to / not to file an STR with JFIU (7.30) • Respective departments keep their own logs of internal disclosure for proper audit trail (7.31) 22 DONDON’’TsTs • Unnecessary delay in reporting suspicious transactions (7.16) • MLRO’s duty of review of exception reports delegated to operations...

... conduct is potentially damaging or detrimental to the integrity and stability of the industry and/or the reputation of Hong Kong as an international financial centre; (viii) whether the conduct involves a breach of fiduciary duty or trust placed in the regulated person; (ix) whether there are a number of...

... conduct is potentially damaging or detrimental to the integrity and stability of the industry and/or the reputation of Hong Kong as an international financial centre; (viii) whether the conduct involves a breach of fiduciary duty or trust placed in the regulated person; (ix) whether there are a number of...

... reimburse the agent for costs and expenses properly and reasonably incurred by the agent on behalf of the principal; e.g. legal defence expenses paid by a claims settling agent. (c) Breach of duty: The agent may take action against the principal for the latter’s breach of obligations to him. 2.2.6...