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Proposed Rules, Codes and Guidelines for Licensed Insurance Brokers


Rule

Rule Progress
  • Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
  • The Rules have been gazetted.  Please click here for details.  For details of the consultation conclusions, please click here.  



Code


Code Progress
  • Code of Conduct for Licensed Insurance Brokers
  • The Code has been published.  Please click here to view.  For details of the consultation conclusions, please click here.)



Guideline

 
Guideline Progress
  • Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries
  • The Guideline has been published.  Please click here to view.  For details of the consultation conclusions, please click here)
  • Guideline on Continuing Professional Development for Licensed Insurance Intermediaries
  • The Guideline has been published.  Please click here to view.  For details of the consultation conclusions, please click here)
  • Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41)
  • The Guideline has been published.  Please click here to view.  For details of the consultation conclusions, please click here)