... offered to pay the premium on their behalf if they were unable to come up with the funds in time, so they could take advantage of the discount. The clients took him up on the offer and, trusting that he had made such payment, transferred their renewal premiums to the agent. Not only was the premium...

... civil or criminal liability ß After reporting, no tipping off ß Source of the report protected @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y Reporting Entities Financial Intelligence Unit Law Enforcement Agencies AML/CFT ©Hong Kong Police Force香港警務處版權所有 Role of JFIURole of JFIU @H...

... civil or criminal liability ß After reporting, no tipping off ß Source of the report protected @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y Reporting Entities Financial Intelligence Unit Law Enforcement Agencies AML/CFT ©Hong Kong Police Force香港警務處版權所有 Role of JFIURole of JFIU @H...

... civil or criminal liability ß After reporting, no tipping off ß Source of the report protected @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y Reporting Entities Financial Intelligence Unit Law Enforcement Agencies AML/CFT ©Hong Kong Police Force香港警務處版權所有 Role of JFIURole of JFIU @H...

... Administrative Region Chapter 4 – CDD measures 4.1.3 : CDD measures a. customer b. beneficial owner (BO) c. purpose & intended nature of the business relationship (unless obvious) d. persons purports to act on behalf of the customer e. beneficiary (4.4a.1) Appendix A: reliable and independent source documents...

... Administrative Region Chapter 4 – CDD measures 4.1.3 : CDD measures a. customer b. beneficial owner (BO) c. purpose & intended nature of the business relationship (unless obvious) d. persons purports to act on behalf of the customer e. beneficiary (4.4a.1) Appendix A: reliable and independent source documents...

... Administrative Region Chapter 4 – CDD measures 4.1.3 : CDD measures a. customer b. beneficial owner (BO) c. purpose & intended nature of the business relationship (unless obvious) d. persons purports to act on behalf of the customer e. beneficiary (4.4a.1) Appendix A: reliable and independent source documents...

... competitiveness of the insurance industry in the global market Public education Sustainable market development of the insurance industry Insurance Authority Statutory Functions 2 . 3 Insurance Authority Corporate Strategy Policy Holder’s Protection Market Development Product Innovation 4 Societal Needs on Medical...

... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...

... Compliance issues on AML/CFT Compliance issues on Anti-Money Laundering and Counter-Terrorist Financing Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 November 2015 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2...