... use the materials other than for your personal learning or in the course of your official duty. In browsing or otherwise using the materials, you agree to the conditions of usage set out in this paragraph. 重要告示 香港警務處持有並保留本電子文件包括版權在內的所有權益。除預先獲 得警務處處長書面許可外，本教材只可用作個人學習或處理公務上用 途。若你瀏覽或使用本電子文件，即表示你同意遵守使用條件...

...) (“IO”)) checks that the broker company is complying with the requirements in the insurance regulatory framework. These include the requirements set out in the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules, the Code of Conduct for Licensed Insurance Brokers...

... process of giving life to the new regulatory regime has been conducted in a spirit of openness and inclusiveness. We are living up to our commitment of being fully connected with the industry. We listened and learned from your valuable inputs and feedback. The result is a set of Codes of Conduct and new...

... indemnity hospital insurance products that comply with a set of minimum standards for protecting the interests of policy holders. Qualified VHIS policy holders will also enjoy tax incentive. I expect it will serve as an added impetus for the further growth of medical insurance 7 in Hong Kong. On the general...

... use the materials other than for your personal learning or in the course of your official duty. In browsing or otherwise using the materials, you agree to the conditions of usage set out in this paragraph. 重要告示 香港警務處持有並保留本電子文件包括版權在內的所有權益。除預先獲 得警務處處長書面許可外，本教材只可用作個人學習或處理公務上用 途。若你瀏覽或使用本電子文件，即表示你同意遵守使用條件...

... therefore the endorsement of top management is one of the key success elements of risk management policy. The policy must be set out clearly and properly documented. The risk management responsibilities have to be clearly defined and communicated to the staff concerned. Sufficient training has to be...

... innovation and spontaneously generate good conduct? Because no market is perfect. Like the human beings who are the actors in it, a market is replete with imperfections and imbalances that if left unchecked could result in unfair outcomes for buyers. Regulation is needed to set parameters...

... Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) the extent of additional measures set out in the AMLO will depend on the nature and characteristics of the product or service requested and the assessed ML/TF risks presented by the customer. Paragraph 4.12.2 when taking supplementary measures...

... Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) the extent of additional measures set out in the AMLO will depend on the nature and characteristics of the product or service requested and the assessed ML/TF risks presented by the customer. Paragraph 4.12.2 when taking supplementary measures...

... respect of group risk (section 6.5) and the ORSA (section 9) shall apply to all authorized insurers (save for those exceptions set out in section 2.1 above). 2.3 An authorized insurer may rely on the ERM framework or policies of the group to which it belongs provided that the ERM framework or policies of...