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GL14.pdf
... the expected level of service. Outsourcing Agreement 5.10. An outsourcing arrangement should be undertaken in the form of a legally binding written agreement. In negotiating the contract with the service provider, an authorized insurer should consider, among other things, the following matters: (a...
https://www.ia.org.hk/english/legislative_framework/files/GL14.pdf -
Date: 2020-09-24
... policy holder within the cooling off period for his/her record keeping (for the terms and conditions in the promotional material are stated to form part of the insurance contract). Q10 Under Paragraph 6.13(b) of GL31, if a licensed insurance broker meets the criteria specified in that paragraph, the...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL25.pdf -
Date: 2020-09-24
[PDF]
IA_MA_MoU.pdf
... insurer or a licensed insurance intermediary has a subsidiary that is an AI; and (d) where a financial group has both an AI and an entity that is an authorized insurer or a licensed insurance intermediary. 10. The Parties will periodically co-ordinate with each other to exchange information to facilitate...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2021-09-01
[PDF]
List_of_T7_CPD.pdf
... for Retirement 30 01 June 2020 – 30 May 2021 Ms Christine Wong 2520 1868 IA-HKFI- 2020008 HKFI IUMI Online Stockholm Conference 2020 Cap at 10 14-25 September 2020 Ms Yuki Ma 2861 9318 See Note 2A IA-HKFI- 2020009 HKFI Roles and Responsibilities of Key Persons in Intermediary Management Function 3 01...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_T7_CPD.pdf -
Date: 2021-05-06
... policy holder within the cooling off period for his/her record keeping (for the terms and conditions in the promotional material are stated to form part of the insurance contract). Q10 Under Paragraph 6.13(b) of GL31, if a licensed insurance broker meets the criteria specified in that paragraph, the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL25.pdf -
Date: 2020-12-21
[PDF]
IA_MA_MoU.pdf
... insurer or a licensed insurance intermediary has a subsidiary that is an AI; and (d) where a financial group has both an AI and an entity that is an authorized insurer or a licensed insurance intermediary. 10. The Parties will periodically co-ordinate with each other to exchange information to facilitate...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2020-06-19
... business does have significant impact on the insurer’s portfolio. Internal models 10. We proposed that the regulatory capital requirements should be determined using a standardized approach with the flexibility that internal models might be used, subject to the approval by the IA. 11. There is overall...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_conclusions.pdf -
Date: 2019-09-03