Circulars on Regulatory Matters

2019

Date	Subject
29 November 2019	GL31: Guideline on Medical Insurance Business (Insurers) GL31: Guideline on Medical Insurance Business (Insurance Broker Companies) Attachment: GL31
20 November 2019	Frequently Asked Questions on the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules issued under the Insurance Ordinance (Cap. 41) Attachment: Frequently Asked Questions on the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
22 October 2019	Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries Attachment: Explanatory Note on Licensing Requirements for Banking Sector
30 September 2019	Employees' Compensation Insurance (Direct Business) Statistics for 2018 Motor Vehicle Insurance (Direct Business) Statistics for 2018 Attachment: EC Statistics 2018 Attachment: MV Statistics 2018
20 September 2019	Circular providing Interpretation Notes relating to the Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products Attachment: Interpretation Notes
17 September 2019	Commencement of New Regulatory Regime for Insurance Intermediaries (Insurance Brokers)
17 September 2019	Commencement of New Regulatory Regime for Insurance Intermediaries (Authorized Insurers)
13 September 2019	Guidelines for the Sale of Long Term Insurance Policies (GL25 - GL30) Attachment: GL25 Attachment: GL26 Attachment: GL27 Attachment: GL28 Attachment: GL29 Attachment: GL30
30 August 2019	Prior Approval of Key Person in Intermediary Management Function
30 August 2019	Insurance Intermediaries Quality Assurance Scheme Study Notes for Insurance Intermediaries Qualifying Examination
16 August 2019	Participation in the Third Quantitative Impact Study (QIS 3) for the Development of the Risk-based Capital (RBC) Regime – Matching Adjustment (MA) for Long Term Business
9 August 2019	Participation in the Third Quantitative Impact Study (QIS 3) for the Development of the Risk-based Capital (RBC) Regime
22 July 2019	Second Readiness Assessment Survey on Hong Kong Financial Reporting Standard 17 Insurance Contracts Attachment: Second HKFRS 17 Readiness Assessment Survey
12 July 2019	GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41) Attachment: GL22
5 July 2019	GL21: Guideline on Enterprise Risk Management Attachment: GL21 Attachment: Survey
28 June 2019	Market Survey of Insurance Agencies Engaging in General Business
28 June 2019	GL20: Guideline on Cybersecurity Attachment: GL20
29 May 2019	Market Survey of Insurance Agencies Engaging in Long Term Business
14 May 2019	Insurance Authority to Commence Direct Regulation over Insurance Intermediaries on 23 September 2019
14 May 2019	New User Fees to be Collected by the Insurance Authority
29 March 2019	GL19: Guideline on Qualifying Deferred Annuity Policy Attachment: GL19
3 January 2019	Consultation on Revised Draft Guideline on Enterprise Risk Management Attachment: Revised Draft Guideline on Enterprise Risk Management

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