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["Generation of Section 84 Agreement for Non-compliance with Continuing Professional Development (“CPD”) Requirements"]
[]
[]
[]
[null,null,"Choose year:",null,null,null,null,null,null,null,null,null,null,null,null,"From:","To:"]
["CPD Assessment Period:",null,"2022-2023",null,null,null,null,null,null,null,null,null,null,null,null,{"$f":"\"1/8/\"&LEFT(C6,LEN(C6)-5)","v":"1/8/2022"},{"$f":"\"31/7/\"&RIGHT(C6,LEN(C6)-5)","v":"31/7/2023"}]
[]
[]
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["\n IA Licence No.\n","\nName as shown on licence ","License status as at the date of agreement","\nNo. of shortfall in CPD hour(s) as at 31 Jul\n","\nHas the shortfall been rectified?\n\n","\nWas the shortfall rectified before 31 Oct?\n\n","\nHas the shortfall been reported to the IA? \n","\nDate of suspension (no principal) or voluntary revocation\n(if applicable)\n",null,null,"\nDoes individual agree to enter into Section 84 Agreement?\n\n","\nDate of payment of fine\n","\nDate of agreement\n","\nFine for shortfall in CPD hours\n[$600 x number of shortfall in CPD hours as at 31 Jul]","IA Cases No.","Suspension because of not made good all shortfall before 31/10/2023\n","Suspension because of shortfall hour(s) more than or equal to 8 hours \n","Suspension\n"]
[null,"(Chinese or English)",null,null,"(Yes/No)","(Yes/No)","(Yes/No)","(dd/mm/yyyy)",null,null,"(Yes/No)","(dd/mm/yyyy)","(dd/mm/yyyy)"]
["",null,null,null,null,null,"",null,null,null,null,"",{"$f":"CONCATENATE(\" \",TEXT(TODAY(),\"dd/mm/yyyy\"))","v":" 12/12/2023"},{"$f":"600*D15","v":0},{"$f":"\"C-DIS/\"&RIGHT($C$6,LEN($C$6)-7)&\"/\"&A15","v":"C-DIS/23/"},{"$f":"IF(AND(E15=\"Yes\",F15=\"Yes\"),\"No\",\"Yes\")","v":"Yes"},{"$f":"IF(D15>=8,\"Yes\",\"No\")","v":"No"},{"$f":"IF(OR(P15=\"Yes\", Q15=\"Yes\"), \"Yes\",\"No\")","v":"Yes"}]

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["Agreement pursuant to section 84 of the Insurance Ordinance (Cap.41)(“IO”)\n\nCase no. <Case_num>"]
[]
["To the Insurance Authority (“IA”),\n\nI, <name> (<License_number>), was a licensed insurance intermediary during the Continuing Professional Development (“CPD”) assessment period from 1 August <year> to 31 July <year+1> (“Assessment Period”). \n\nI declare that I have not attained the required CPD hours for the Assessment Period by having sustained a shortfall of <shortfall_cal> CPD hours as at the end of the Assessment Period. <fail_to_submit_eng>\n\nIn light of my conduct, I was in non-compliance with the requirements set out in the “Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24)” issued by the IA for the Assessment Period (“CPD Requirements”). I understand that a failure to comply with CPD Requirements may adversely affect my fitness and properness to be a licensed insurance intermediary and I accept that I was not a fit and proper person to be (or continue to be) a licensed insurance intermediary as a result of my conduct. I therefore accept that the IA should take disciplinary action against me pursuant to section 81 of the IO in accordance with the “Penalty Framework for Non-compliance with Continuing Professional Development Requirements” issued by the IA on 23 July 2021 and the “Interpretation Notes relating to the Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24)” revised by the IA in November 2023.\n\nMy licence as a licensed insurance intermediary is currently <license_status>, but I am willing to expedite the disciplinary process in relation to my non-compliance with the CPD Requirements for the Assessment Period by entering into this agreement with the IA pursuant to section 84 of the IO in order for the IA to discipline me. \n\nBy entering into this agreement, I forgo the opportunity of being heard over the said non-compliance and accept this agreement as the IA’s formal notification of its decision to exercise a power under section 81 of the IO. I agree not to apply to the Insurance Appeals Tribunal or any court(s) for a review of the decision to take disciplinary action as recorded in this agreement. \n\nAccordingly, I agree the imposition of the following disciplinary action against me:"]
[]
[]
["I also agree that I must, as a condition of this agreement, rectify my shortfall in CPD hours for the Assessment Period. <rectified_eng>\n\nSigned by:\n\n________________________________\nName:   <name> (<License_number>)\nDate:    <agreement_date>"]
["根據《保險業條例 》（第41章）（「保險業條例」）第84條簽訂的協議\n\n法規執行個案編號 : <Case_num>"]
[]
["\n致保險業監管局 (「保監局」)\n\n本人<name>(<License_number>)於<year>年8月1日至<year+1>年7月31日持續專業培訓評核期(「評核期」)期間為持牌保險中介人。\n\n本人聲明本人未能在評核期內取得所需的持續專業培訓時數，截至評核期完結時，本人尚欠<shortfall_cal>個持續專業培訓時數。<fail_to_submit_chi>\n\n基於本人的行為，本人於評核期未有遵守由保監局發出的《持牌保險中介人持續專業培訓指引(指引24)》上所列明的規定(「持續專業培訓規定」)。本人明白不遵守持續專業培訓規定有損本人作為持牌保險中介人的適當性，和本人接受本人的行為導致本人並非作為（或繼續作為）持牌保險中介人的適當人選。因此，本人接受保監局應根據保險業條例第81條及依據保監局於2021年7月23日發出的《不遵守持續專業培訓規定的罰則框架》和2023年11月修訂的《關於《持牌保險中介人持續專業培訓指引》（《指引24》）的釋義文件》向本人採取紀律行動。\n\n本人作為持牌保險中介人的牌照現時<license_status_chi>，但本人願意為加快就本人於評核期不遵守持續專業培訓規定的紀律程序，與保監局根據保險業條例第84條達成本協議，以讓保監局向本人採取紀律行動。\n\n通過達成本協議，本人放棄就上述不遵守事宜的陳詞機會和接受本協議為保監局根據保險業條例第81條行使權力的決定的正式通知。本人同意不會向保險事務上訴審裁處或其他法院申請覆核本協議所列明的紀律行動的決定。\n\n因此，本人同意保監局向本人施加以下紀律行動 : "]
[]
[]
["本人同意，作為本協議的一個條件，本人必須補回評核期尚欠的持續專業培訓時數。<rectified_chi>\n\n簽署  :  \n\n___________________________________\n姓名 :   <name> (<License_number>)\n日期 :     <agreement_date>"]
["根据《保险业条例 》（第41章）（「保险业条例」）第84条签订的协议\n\n法规执行个案编号 : <Case_num>"]
["\n致保险业监管局 (「保监局」)\n\n本人<name>(<License_number>)于<year>年8月1日至<year+1>年7月31日持续专业培训评核期(「评核期」)期间为持牌保险中介人。\n\n本人声明本人未能在评核期内取得所需的持续专业培训时数，截至评核期完结时，本人尚欠<shortfall_cal>个持续专业培训时数。<fail_to_submit_chi>\n\n基于本人的行为，本人于评核期未有遵守由保监局发出的《持牌保险中介人持续专业培训指引(指引24)》上所列明的规定(「持续专业培训规定」)。本人明白不遵守持续专业培训规定有损本人作为持牌保险中介人的适当性，和本人接受本人的行为导致本人并非作为（或继续作为）持牌保险中介人的适当人选。因此，本人接受保监局应根据保险业条例第81条及依据保监局于2021年7月23日发出的《不遵守持续专业培训规定的罚则框架》和2023年11月修订的《关于《持牌保险中介人持续专业培训指引》（《指引24》）的释义文件》向本人采取纪律行动。\n\n本人作为持牌保险中介人的牌照现时<license_status_chi>，但本人愿意为加快就本人于评核期不遵守持续专业培训规定的纪律程序，与保监局根据保险业条例第84条达成本协议，以让保监局向本人采取纪律行动。\n\n通过达成本协议，本人放弃就上述不遵守事宜的陈词机会和接受本协议为保监局根据保险业条例第81条行使权力的决定的正式通知。本人同意不会向保险事务上诉审裁处或其他法院申请覆核本协议所列明的纪律行动的决定。\n\n因此，本人同意保监局向本人施加以下纪律行动 :"]
[]
[]
["本人同意，作为本协议的一个条件，本人必须补回评核期尚欠的持续专业培训时数。<rectified_simChi>\n\n签署  :  \n\n___________________________________\n姓名 :   <name> (<License_number>)\n日期 :     <agreement_date>"]
[]
["The IA imposes a pecuniary penalty of HK$<fine>, to be paid within thirty (30) days from the date of signing of this agreement.        ","保監局施加罰款港幣$<fine>，於本協議簽署日期起計30天內繳付。","保监局施加罚款港币$<fine>，于本协议签署日期起计30天内缴付。"]
["The IA imposes a pecuniary penalty of HK$<fine> and suspension for 3 months commencing from <agreement_date> and until the fine is paid. ","保監局施加罰款港幣$<fine>和由<agreement_date>起暫時吊銷牌照3個月，此後繼續，直至繳付罰款。","保监局施加罚款港币$<fine>和由<agreement_date>起暂时吊销牌照3个月，此后继续，直至缴付罚款。"]
["The IA imposes a pecuniary penalty of HK$<fine> and suspension for 3 months commencing from <sus_date> and until the fine is paid. ","保監局施加罰款港幣$<fine>和由<sus_date>起暫時吊銷牌照3個月，此後繼續，直至繳付罰款。","保监局施加罚款港币$<fine>和由<sus_date>起暂时吊销牌照3个月，此后继续，直至缴付罚款。"]
["The IA imposes a pecuniary penalty of HK$<fine> and prohibition from applying for a licence for 3 months commencing from <agreement_date> and until the fine is paid. ","保監局施加罰款港幣$<fine>和由<agreement_date>起禁止申請牌照3個月，此後繼續，直至繳付罰款。","保监局施加罚款港币$<fine>和由<agreement_date>起禁止申请牌照3个月，此后继续，直至缴付罚款。"]
["The IA imposes a pecuniary penalty of HK$<fine> and prohibition from applying for a licence for 3 months commencing from <sus_date> and until the fine is paid. ","保監局施加罰款港幣$<fine>和由<sus_date>起禁止申請牌照3個月，此後繼續，直至繳付罰款。","保监局施加罚款港币$<fine>和由<sus_date>起禁止申请牌照3个月，此后继续，直至缴付罚款。"]
["I have reported my CPD compliance status for the Assessment Period directly to the IA or to my appointing principal (if applicable) by the specified deadline.","本人有在指定期限前直接向保監局或本人的委任主事人(如適用)匯報本人的持續專業培訓合規情況。","本人有在指定期限前直接向保监局或本人的委任主事人(如适用)汇报本人的持续专业培训合规情况。"]
["I have not reported my CPD compliance status for the Assessment Period directly to the IA or to my appointing principal (if applicable) by the specified deadline.","本人未有在指定期限前直接向保監局或本人的委任主事人(如適用)匯報本人的持續專業培訓合規情況。","本人未有在指定期限前直接向保监局或本人的委任主事人(如适用)汇报本人的持续专业培训合规情况。"]
["I confirm that I have rectified the CPD shortfall.","本人確認已補回尚欠的持續專業培訓時數。","本人确认已补回尚欠的持续专业培训时数。"]
["I have not done this as yet.","本人並未補回尚欠時數。","本人并未补回尚欠时数。"]
[null,"仍為有效","仍为有效"]
[null,"暫時吊銷","暂时吊销"]
[null,"已被撤銷","已被撤销"]

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["Agreement pursuant to section 84 of the Insurance Ordinance (Cap.41)(“IO”)\n\nCase no. <Case_num>"]
[]
["To the Insurance Authority (“IA”),\n\nI, <name> (<License_number>), was a licensed insurance intermediary during the Continuing Professional Development (“CPD”) assessment period from 1 August <year> to 31 July <year+1> (“Assessment Period”). \n\nI declare that I have not attained the required CPD hours for the Assessment Period by having sustained a shortfall of <shortfall_cal> CPD hours as at the end of the Assessment Period. <fail_to_submit_eng>\n\nIn light of my conduct, I was in non-compliance with the requirements set out in the “Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24)” issued by the IA for the Assessment Period (“CPD Requirements”). I understand that a failure to comply with CPD Requirements may adversely affect my fitness and properness to be a licensed insurance intermediary and I accept that I was not a fit and proper person to be (or continue to be) a licensed insurance intermediary as a result of my conduct. I therefore accept that the IA should take disciplinary action against me pursuant to section 81 of the IO in accordance with the “Penalty Framework for Non-compliance with Continuing Professional Development Requirements” issued by the IA on 23 July 2021 and the “Interpretation Notes relating to the Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24)” revised by the IA in November 2023.\n\nMy licence as a licensed insurance intermediary is currently <license_status>, but I am willing to expedite the disciplinary process in relation to my non-compliance with the CPD Requirements for the Assessment Period by entering into this agreement with the IA pursuant to section 84 of the IO in order for the IA to discipline me. \n\nBy entering into this agreement, I forgo the opportunity of being heard over the said non-compliance and accept this agreement as the IA’s formal notification of its decision to exercise a power under section 81 of the IO. I agree not to apply to the Insurance Appeals Tribunal or any court(s) for a review of the decision to take disciplinary action as recorded in this agreement. \n\nAccordingly, I agree the imposition of the following disciplinary action against me:"]
[]
[]
["I also agree that I must, as a condition of this agreement, rectify my shortfall in CPD hours for the Assessment Period. <rectified_eng>\n\nSigned by:\n\n________________________________\nName:   <name> (<License_number>)\nDate:    <agreement_date>"]
["根據《保險業條例 》（第41章）（「保險業條例」）第84條簽訂的協議\n\n法規執行個案編號 : <Case_num>"]
[]
["\n致保險業監管局 (「保監局」)\n\n本人<name>(<License_number>)於<year>年8月1日至<year+1>年7月31日持續專業培訓評核期(「評核期」)期間為持牌保險中介人。\n\n本人聲明本人未能在評核期內取得所需的持續專業培訓時數，截至評核期完結時，本人尚欠<shortfall_cal>個持續專業培訓時數。<fail_to_submit_chi>\n\n基於本人的行為，本人於評核期未有遵守由保監局發出的《持牌保險中介人持續專業培訓指引(指引24)》上所列明的規定(「持續專業培訓規定」)。本人明白不遵守持續專業培訓規定有損本人作為持牌保險中介人的適當性，和本人接受本人的行為導致本人並非作為（或繼續作為）持牌保險中介人的適當人選。因此，本人接受保監局應根據保險業條例第81條及依據保監局於2021年7月23日發出的《不遵守持續專業培訓規定的罰則框架》和2023年11月修訂的《關於《持牌保險中介人持續專業培訓指引》（《指引24》）的釋義文件》向本人採取紀律行動。\n\n本人作為持牌保險中介人的牌照現時<license_status_chi>，但本人願意為加快就本人於評核期不遵守持續專業培訓規定的紀律程序，與保監局根據保險業條例第84條達成本協議，以讓保監局向本人採取紀律行動。\n\n通過達成本協議，本人放棄就上述不遵守事宜的陳詞機會和接受本協議為保監局根據保險業條例第81條行使權力的決定的正式通知。本人同意不會向保險事務上訴審裁處或其他法院申請覆核本協議所列明的紀律行動的決定。\n\n因此，本人同意保監局向本人施加以下紀律行動 : "]
[]
[]
["本人同意，作為本協議的一個條件，本人必須補回評核期尚欠的持續專業培訓時數。<rectified_chi>\n\n簽署  :  \n\n___________________________________\n姓名 :   <name> (<License_number>)\n日期 :     <agreement_date>"]
["根据《保险业条例 》（第41章）（「保险业条例」）第84条签订的协议\n\n法规执行个案编号 : <Case_num>"]
["\n致保险业监管局 (「保监局」)\n\n本人<name>(<License_number>)于<year>年8月1日至<year+1>年7月31日持续专业培训评核期(「评核期」)期间为持牌保险中介人。\n\n本人声明本人未能在评核期内取得所需的持续专业培训时数，截至评核期完结时，本人尚欠<shortfall_cal>个持续专业培训时数。<fail_to_submit_chi>\n\n基于本人的行为，本人于评核期未有遵守由保监局发出的《持牌保险中介人持续专业培训指引(指引24)》上所列明的规定(「持续专业培训规定」)。本人明白不遵守持续专业培训规定有损本人作为持牌保险中介人的适当性，和本人接受本人的行为导致本人并非作为（或继续作为）持牌保险中介人的适当人选。因此，本人接受保监局应根据保险业条例第81条及依据保监局于2021年7月23日发出的《不遵守持续专业培训规定的罚则框架》和2023年11月修订的《关于《持牌保险中介人持续专业培训指引》（《指引24》）的释义文件》向本人采取纪律行动。\n\n本人作为持牌保险中介人的牌照现时<license_status_chi>，但本人愿意为加快就本人于评核期不遵守持续专业培训规定的纪律程序，与保监局根据保险业条例第84条达成本协议，以让保监局向本人采取纪律行动。\n\n通过达成本协议，本人放弃就上述不遵守事宜的陈词机会和接受本协议为保监局根据保险业条例第81条行使权力的决定的正式通知。本人同意不会向保险事务上诉审裁处或其他法院申请覆核本协议所列明的纪律行动的决定。\n\n因此，本人同意保监局向本人施加以下纪律行动 :"]
[]
[]
["本人同意，作为本协议的一个条件，本人必须补回评核期尚欠的持续专业培训时数。<rectified_simChi>\n\n签署  :  \n\n___________________________________\n姓名 :   <name> (<License_number>)\n日期 :     <agreement_date>"]
[]
["The IA imposes a pecuniary penalty of HK$<fine>, to be paid within thirty (30) days from the date of signing of this agreement.        ","保監局施加罰款港幣$<fine>，於本協議簽署日期起計30天內繳付。","保监局施加罚款港币$<fine>，于本协议签署日期起计30天内缴付。"]
["The IA imposes a pecuniary penalty of HK$<fine> and suspension for 3 months commencing from <agreement_date> and until the fine is paid. ","保監局施加罰款港幣$<fine>和由<agreement_date>起暫時吊銷牌照3個月，此後繼續，直至繳付罰款。","保监局施加罚款港币$<fine>和由<agreement_date>起暂时吊销牌照3个月，此后继续，直至缴付罚款。"]
["The IA imposes a pecuniary penalty of HK$<fine> and suspension for 3 months commencing from <sus_date> and until the fine is paid. ","保監局施加罰款港幣$<fine>和由<sus_date>起暫時吊銷牌照3個月，此後繼續，直至繳付罰款。","保监局施加罚款港币$<fine>和由<sus_date>起暂时吊销牌照3个月，此后继续，直至缴付罚款。"]
["The IA imposes a pecuniary penalty of HK$<fine> and prohibition from applying for a licence for 3 months commencing from <agreement_date> and until the fine is paid. ","保監局施加罰款港幣$<fine>和由<agreement_date>起禁止申請牌照3個月，此後繼續，直至繳付罰款。","保监局施加罚款港币$<fine>和由<agreement_date>起禁止申请牌照3个月，此后继续，直至缴付罚款。"]
["The IA imposes a pecuniary penalty of HK$<fine> and prohibition from applying for a licence for 3 months commencing from <sus_date> and until the fine is paid. ","保監局施加罰款港幣$<fine>和由<sus_date>起禁止申請牌照3個月，此後繼續，直至繳付罰款。","保监局施加罚款港币$<fine>和由<sus_date>起禁止申请牌照3个月，此后继续，直至缴付罚款。"]
["I have reported my CPD compliance status for the Assessment Period directly to the IA or to my appointing principal (if applicable) by the specified deadline.","本人有在指定期限前直接向保監局或本人的委任主事人(如適用)匯報本人的持續專業培訓合規情況。","本人有在指定期限前直接向保监局或本人的委任主事人(如适用)汇报本人的持续专业培训合规情况。"]
["I have not reported my CPD compliance status for the Assessment Period directly to the IA or to my appointing principal (if applicable) by the specified deadline.","本人未有在指定期限前直接向保監局或本人的委任主事人(如適用)匯報本人的持續專業培訓合規情況。","本人未有在指定期限前直接向保监局或本人的委任主事人(如适用)汇报本人的持续专业培训合规情况。"]
["I confirm that I have rectified the CPD shortfall.","本人確認已補回尚欠的持續專業培訓時數。","本人确认已补回尚欠的持续专业培训时数。"]
["I have not done this as yet.","本人並未補回尚欠時數。","本人并未补回尚欠时数。"]
[null,"仍為有效","仍为有效"]
[null,"暫時吊銷","暂时吊销"]
[null,"已被撤銷","已被撤销"]

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["IA Licence No.\n","Name as shown on licence (Chinese or English)","License Status as at the date of agreement","No. of shortfall in CPD hour(s) as at 31 July\n","Has the shortfall been rectified?\n(Yes/No)\n","Was the shortfall rectified before 31 Oct?\n(Yes/ No)\n","Has the shortfall been reported to the IA \n(Yes/No)","Date of suspension (no principal) or voluntary revocation\n(if applicable)\n(dd/mm/yyyy)",null,null,"Does individual agree to enter into Section 84 Agreement?\n(Yes/No)\n","Date of payment of fine\n(dd/mm/yyyy)","Date of agreement\n(mm/dd/yyyy)","Fine for shortfall in CPD hours\n[$600 x number of shortfall in CPD hours as at 31 Jul]","IA Cases No.","Suspension because of not made good all shortfall before 31 Oct\n","Suspension because of shortfall hour(s) more than or equal to 8 hours \n","Suspension\n","Remarks"]