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Consultation Documents


Consultation on New Regulatory Regime for Insurance Intermediaries

23 November 2018 Consultation Paper on the Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
31 October 2018 Consultation Paper on the Draft Insurance (Maximum Number of Authorized Insurers) Rules
26 October 2018 Consultation Paper on the Draft Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41)
28 September 2018 Consultation Paper on the Draft Guidelines on the (1) Fit and Proper Criteria and (2) Continuing Professional Development for Licensed Insurance Intermediaries

Past Consultation Documents Issued by the Office of the
Commissioner of Insurance

Risk-based Capital Framework for the Insurance Industry of Hong Kong

16 September 2014 Consultation on a Risk-based Capital Framework for the Insurance Industry of Hong Kong
30 September 2015 Consultation Conclusions on a Risk-based Capital Framework for the Insurance Industry of Hong Kong

Other Relevant Consultation Documents

An Effective Resolution Regime for Financial Institutions in Hong Kong

7 January 2014 First Consultation Paper
21 January 2015 Second Consultation Paper
9 October 2015 Consultation Response and Certain Further Issues
22 November 2016 Consultation on Regulations on Protected Arrangements
6 April 2017 Consultation Conclusion on Regulation on Protected Arrangements

Establishment of a Policyholders' Protection Scheme

25 March 2011 Consultation Paper
30 January 2012 Consultation Conclusions and Final Proposals

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