Consultation Documents

---

Consultation on the Risk-based Capital Regime for the Insurance Industry of Hong Kong

8 August 2025	Consultation Conclusions on Draft Insurance (Public Disclosure) Rules
14 March 2025	Consultation Paper on Draft Insurance (Public Disclosure) Rules
25 April 2024	Consultation Conclusions on Draft Insurance (Exemption to Appointment of Actuary) Rules, Draft Insurance (Valuation and Capital) Rules, Draft Insurance (Submission of Statements, Reports and Information) Rules, Draft Insurance (Maintenance of Assets in Hong Kong) Rules, Draft Insurance (Marine Insurers and Captive Insurers) Rules and Draft Insurance (Lloyd’s) Rules
11 January 2024	Consultation Paper on Draft Insurance (Exemption to Appointment of Actuary) Rules, Draft Insurance (Maintenance of Assets in Hong Kong) Rules, Draft Insurance (Marine Insurers and Captive Insurers) Rules and Draft Insurance (Lloyd’s) Rules
5 December 2023	Consultation Paper on Draft Insurance (Valuation and Capital) Rules and Draft Insurance (Submission of Statements, Reports and Information) Rules

Consultation on the Special Purpose Business for the Insurance Industry of Hong Kong

19 January 2021	Consultation Conclusions on Draft Insurance (Special Purpose Business) Rules
4 September 2020	Consultation Paper on Draft Insurance (Special Purpose Business) Rules

Consultation on the Group-wide Supervision Framework for
the Insurance Industry of Hong Kong

28 December 2020	Consultation Conclusions on the Draft Insurance (Group Capital) Rules
19 August 2020	Consultation Paper on the Draft Insurance (Group Capital) Rules

Consultation on New Regulatory Regime for Insurance Intermediaries

3 September 2019	Consultation Conclusions on the Code of Conduct for Licensed Insurance Brokers
3 September 2019	Consultation Conclusions on the Code of Conduct for Licensed Insurance Agents
31 July 2019	Consultation Conclusions on the Draft Guidelines on the (1) Fit and Proper Criteria and (2) Continuing Professional Development for Licensed Insurance Intermediaries
28 June 2019	Consultation Conclusions on the Draft Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41)
29 April 2019	Consultation Conclusions on the Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
29 April 2019	Consultation Conclusions on the Draft Insurance (Maximum Number of Authorized Insurers) Rules
28 March 2019	Consultation Paper on the Draft Code of Conduct for Licensed Insurance Brokers
28 March 2019	Consultation Paper on the Draft Code of Conduct for Licensed Insurance Agents
23 November 2018	Consultation Paper on the Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
31 October 2018	Consultation Paper on the Draft Insurance (Maximum Number of Authorized Insurers) Rules
26 October 2018	Consultation Paper on the Draft Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41)
28 September 2018	Consultation Paper on the Draft Guidelines on the (1) Fit and Proper Criteria and (2) Continuing Professional Development for Licensed Insurance Intermediaries

Past Consultation Documents Issued by the Office of the
Commissioner of Insurance

Risk-based Capital Framework for the Insurance Industry of Hong Kong

30 September 2015	Consultation Conclusions on a Risk-based Capital Framework for the Insurance Industry of Hong Kong
16 September 2014	Consultation on a Risk-based Capital Framework for the Insurance Industry of Hong Kong Consultation Paper Frequently Asked Questions

Other Relevant Consultation Documents

An Effective Resolution Regime for Financial Institutions in Hong Kong

6 April 2017	Consultation Conclusion on Regulation on Protected Arrangements
22 November 2016	Consultation on Regulations on Protected Arrangements
9 October 2015	Consultation Response and Certain Further Issues
21 January 2015	Second Consultation Paper
7 January 2014	First Consultation Paper

Establishment of a Policyholders' Protection Scheme

30 December 2022	Consultation Paper
30 January 2012	Consultation Conclusions and Final Proposals
25 March 2011	Consultation Paper

Some of the above materials are presented in PDF format. Please download Adobe Reader for viewing. Install the Asian Font Pack if necessary.