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Consultation Documents


Consultation on New Regulatory Regime for Insurance Intermediaries

3 September 2019 Consultation Conclusions on the Code of Conduct for Licensed Insurance Brokers 
3 September 2019 Consultation Conclusions on the Code of Conduct for Licensed Insurance Agents
31 July 2019 Consultation Conclusions on the Draft Guidelines on the (1) Fit and Proper Criteria and (2) Continuing Professional Development for Licensed Insurance Intermediaries
28 June 2019 Consultation Conclusions on the Draft Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41)
29 April 2019 Consultation Conclusions on the Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
29 April 2019 Consultation Conclusions on the Draft Insurance (Maximum Number of Authorized Insurers) Rules
28 March 2019 Consultation Paper on the Draft Code of Conduct for Licensed Insurance Brokers
28 March 2019 Consultation Paper on the Draft Code of Conduct for Licensed Insurance Agents
23 November 2018 Consultation Paper on the Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
31 October 2018 Consultation Paper on the Draft Insurance (Maximum Number of Authorized Insurers) Rules
26 October 2018 Consultation Paper on the Draft Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41)
28 September 2018 Consultation Paper on the Draft Guidelines on the (1) Fit and Proper Criteria and (2) Continuing Professional Development for Licensed Insurance Intermediaries

Past Consultation Documents Issued by the Office of the
Commissioner of Insurance

Risk-based Capital Framework for the Insurance Industry of Hong Kong

30 September 2015 Consultation Conclusions on a Risk-based Capital Framework for the Insurance Industry of Hong Kong
16 September 2014 Consultation on a Risk-based Capital Framework for the Insurance Industry of Hong Kong

Other Relevant Consultation Documents

An Effective Resolution Regime for Financial Institutions in Hong Kong

6 April 2017 Consultation Conclusion on Regulation on Protected Arrangements
22 November 2016 Consultation on Regulations on Protected Arrangements
9 October 2015 Consultation Response and Certain Further Issues
21 January 2015 Second Consultation Paper
7 January 2014 First Consultation Paper

Establishment of a Policyholders' Protection Scheme

30 January 2012 Consultation Conclusions and Final Proposals
25 March 2011 Consultation Paper

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